Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Trade Groups Rally Against New Jersey Indie Contractor Rule
By Melanie WaddellThe proposed regulation could reclassify independent financial advisors as employees of their broker-dealers.
August 05, 2025
Fidelity Brokerage Says Former VP Took Client InfoAdam Ritter is misusing confidential information to solicit customers to his new firm, a lawsuit alleges.
August 05, 2025
Wall Street Bonuses Are Set to Rise in 2025Demand for wealth managers could see financial advisor payouts rise as much as 5%, according to Johnson Associates.
August 04, 2025
Why Good Advisors Stay Too LongIt's easy for successful professionals to fall into traps that keep them from pursuing new opportunities.
August 04, 2025
Advisor to Lace Up for 24-Hour Hockey MarathonMitlin Financial founder Larry Sprung and one of his sons will participate to raise money for a suicide prevention group.
July 31, 2025
Eagles Team Up with JanneyThe two Philadelphia-based groups will focus on promoting conversations about the importance of financial planning.
July 30, 2025
Ex-Raymond James Advisor Barred Over Probe Tied to Elderly ClientsAfter 26 years in the business, Meredith Archer failed to testify about whether she misappropriated client assets.
July 28, 2025
FINRA Bars Ex-Northwestern Mutual Employee Over Faked Exam ScoreWillnard Love lied to his firm about passing the Securities Industry Essentials exam, the regulator found.